Legal Notice
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MATERIALS ON THIS WEBSITE ARE MADE AVAILABLE BY CRYSTAL AMBER FUND LIMITED FOR INFORMATION PURPOSES ONLY.

THESE MATERIALS ARE NOT DIRECTED AT, NOR ARE THEY INTENDED FOR USE BY, PERSONS LOCATED OR RESIDENT IN THE UNITED STATES, CANADA, AUSTRALIA, SOUTH AFRICA OR JAPAN.

Please read the disclaimers below carefully, as by using the Crystal Amber Fund Limited website you will be taken to have agreed to be bound by them.

Please note that the disclaimers set out below may be altered or updated. You should read them in full each time you visit this website.

The information on this website may change from time to time and this website may not be kept up to date. Neither Crystal Amber Fund Limited, Crystal Amber Asset Management (Guernsey) Limited nor Crystal Amber Advisers (UK) LLP shall be liable for any out of date information.

Any person viewing this website certifies that: (i) they are not located in the United States and are not a U.S. person (as such terms are defined in Regulation S under the U.S. Securities Act of 1933, as amended (the "Securities Act")) and (ii) they are not located in Canada, Australia, South Africa or Japan.

For the purposes of clarification, the documents and information presented on this website are solely for information purposes and nothing contained in these website pages constitutes or forms part of any offer, or any solicitation of any offer, or any inducement, advertisement or promotion, in relation to: (i) any securities, investments, products or services in any jurisdiction or (ii) any prospective contract with Crystal Amber Fund Limited or any other company. The information provided and the fact of its distribution shall not form the basis of, or be relied upon in connection with, any contract, commitment or investment decision. The information contained within this website does not constitute financial, professional or investment advice. If you are in any doubt you should consult your own independent financial adviser, stockbroker, solicitor, accountant or other professional adviser.

Past performance is no guide to the future. The value of investments and the income from them may go down as well as up and investors may not get back the full amount they originally invested. The information herein has been obtained from sources believed to be reliable but no representation or warranty is given or may be implied that they are accurate or complete.

Viewing information on this site or otherwise receiving information in relation to Crystal Amber Fund Limited may not be lawful in certain jurisdictions. In other jurisdictions only certain categories of person may be allowed to view this information. A person who wishes to view this site must first satisfy themselves that they are not subject to any local requirements which prohibit or restrict them from doing so. If you are not permitted to view materials on this website or are in any doubt as to whether you are permitted to view these materials please exit the website.

Access to electronic versions of the various materials presented at this website is being made available in good faith and for information purposes only. Any person seeking access to this site represents and warrants to Crystal Amber Fund Limited that they are doing so for information purposes only. Making press announcements and other information available in electronic format does not constitute an offer to sell or the solicitation of an offer to buy securities in Crystal Amber Fund Limited anywhere in the world. Further, it does not constitute a recommendation by Crystal Amber Fund Limited, Crystal Amber Asset Management (Guernsey) Limited, Crystal Amber Advisers (UK) LLP or any other person to sell or buy securities in Crystal Amber Fund Limited or otherwise. These materials do not constitute an invitation or advice to underwrite, subscribe for, or otherwise acquire or dispose of, securities in Crystal Amber Fund Limited.

Any securities or related instruments of the Crystal Amber Fund Limited discussed or referred to in the materials on this website have not been, and will not be, registered under the Securities Act, or under the securities legislation of any state of the United States. Accordingly, any such securities may not, directly or indirectly, be offered, sold pledged or otherwise transferred, directly or indirectly, within the United States or to, or for the account or benefit of, U.S. persons (as such terms are defined in Regulation S under the Securities Act) unless the securities are registered under the Securities Act and the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act") or exemptions from the registration requirements of the Securities Act and the Investment Company Act are available. Any securities or related instruments of the Crystal Amber Fund Limited discussed or referred to in the materials on this website have not been recommended by any U.S. federal or state securities commission or regulatory authority nor have any such authorities confirmed the accuracy or adequacy of the various materials presented on this website. Any representation to the contrary is a criminal offence in the United States. Hedging transactions involving such securities may not be conducted unless in compliance with the Securities Act.

The Fund is not incorporated in the UK and the rights of shareholders may be different from the rights of shareholders in a UK incorporated company. 
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Shareholder Information As at 04 August 2023, the total number of Ordinary Shares in issue (including 16,518,762 shares held as treasury shares) is 99,749,762 and, therefore, the total number of voting rights in the Company as at 04 August 2023 is 83,231,000.

There are no restrictions on the transfer of shares.

As at 04 August 2023, the Company has been made aware of the following significant shareholders, with 61.58% of the issued share capital not being in public hands.

Shareholder Name
Number of Shares
Percentage Holdings
 
Significant Shareholders
 
Saba Capital Management, L.P
21,337,538
25.64%
 
Wirral Borough Council
12,938,214
15.54%
 
1607 Capital Partners, LLC
9,635,668
11.49%
 
Crystal Amber Asset Management (Guernsey)
6,899,031
8.29%
 
 
 
 
 
Director Shareholdings
 
Christopher Waldron
30,000
0.04%
 
Jane Le Maitre
13,500
0.02%
 
Fred Hervouet
7,500
0.01%
 
Shareholder rights may be different to rights of shareholders in a UK incorporated company.

Richard Bernstein is a director of Crystal Amber Asset Management (Guernsey) Limited, a company appointed as manager to make investments in relevant target companies and oversee management of the portfolio on behalf of Crystal Amber Fund Limited. Mr Bernstein is also a member of Crystal Amber Advisers (UK) LLP, investment adviser to the company, which will source and analyse potential investment opportunities for the manager. Mr Bernstein's holding in Crystal Amber Fund Limited currently stands at 10,000 ordinary shares, representing 0.01%. of the issued voting share capital of the company.

Crystal Amber Fund Limited is currently only traded on the AIM Market of the London Stock Exchange (AIM). The company is not traded on any other exchange or platform.

The Company is incorporated in Guernsey and thus is subject to the UK City Code on Takeovers and Mergers.

Shareholders who are required to notify the Company of their interest or a change to their interest in the Company, in accordance with the Company’s articles of association, should do so via contact@crystalamber.com, CrystalAmberTeam@ocorian.com and crystalamber@allenbycapital.com.